Regions Investment Solutions is a marketing name utilized by Cetera Investment Services, a financial services provider. It is essential for clients to understand the operational framework and service accessibility, which can be conceptually linked to “Regions Banking Hours” in terms of service availability and professional consultation times.
Who is Regions Investment Solutions?
Regions Investment Solutions operates under Cetera Investment Services LLC, a registered entity and member of FINRA and SIPC. It’s crucial to note that while marketed under the Regions name, Cetera Investment Services is not an affiliate of Regions Bank or its related companies. This distinction is important for understanding the scope and nature of services offered. Advisory services are provided through Cetera Investment Advisers LLC.
Services Offered and Advisor Types
Professionals associated with Cetera firms offer varied services. Some are Registered Representatives focusing on brokerage services with transaction-based compensation. Others are Investment Adviser Representatives, providing investment advisory services based on asset-based fees. Some professionals act in both capacities, offering a range of financial guidance. To fully understand your financial situation and needs, consulting with a qualified tax or legal advisor is always recommended. Neither Cetera Investment Services LLC, nor its representatives, are authorized to give tax or legal advice.
Accessing Services and Important Information
Similar to understanding “regions banking hours” for traditional banking, it’s important to know how to access information and services from Regions Investment Solutions. Cetera Investment Services provides several key documents for client review, ensuring transparency and informed decision-making. These include their Privacy Policy, details on Important Information, and the Business Continuity Plan. Regions Investment Solutions can be contacted at 1-800-598-9164 or through their office located at 2050 Parkway Office Circle, 4th Floor, Hoover, AL 35244.
Regulatory and Geographic Limitations
The services and information provided are specifically for residents of the United States. It is essential to be aware that Registered Representatives of Cetera Investment Services LLC are authorized to conduct business only with residents within their registered states and jurisdictions. Furthermore, the availability of products and services may vary by state and advisor. For detailed information, it is recommended to contact the advisors listed and visit the official Cetera Investment Services LLC website at www.ceterainvestmentservices.com. You can also verify the background of investment professionals through FINRA’s BrokerCheck.
Regions Wealth Management and Investment Advisory
Regions Bank also offers trust and investment management services through Regions Wealth Management, and investment advisory services via Regions Investment Management, Inc. (“RIM”). RIM, a Registered Investment Adviser and subsidiary of Regions Bank, may have its services and strategies utilized by Regions Wealth Management.
Educational Purpose and Disclaimer
It’s important to understand that communications from Regions Investment Solutions are for educational and general marketing purposes only. They should not be taken as investment recommendations or advice, nor should they be considered impartial investment counsel or fiduciary guidance. Always seek personalized advice from qualified professionals regarding your specific financial situation.
